Sean Tresvant - 09 Feb 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)

Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
09 Feb 2024
Net transactions value
+$163,098
Form type
4
Filing time
12 Feb 2024, 13:00:21 UTC
Previous filing
08 Jan 2024
Next filing
03 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $75,687 +581 +67% $130.27 1,453 10 Feb 2024 Direct
transaction YUM Common Stock Tax liability $31,135 -239 -16% $130.27 1,214 10 Feb 2024 Direct
transaction YUM Common Stock Options Exercise $184,723 +1,418 +117% $130.27 2,632 11 Feb 2024 Direct
transaction YUM Common Stock Tax liability $66,177 -508 -19% $130.27 2,124 11 Feb 2024 Direct
holding YUM Common Stock 33 09 Feb 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Award $0 +17,656 $0.000000 17,656 09 Feb 2024 Common Stock 17,656 $130.27 Direct F1
transaction YUM Restricted Stock Units Award $0 +3,839 $0.000000 3,839 09 Feb 2024 Common Stock 3,839 Direct F1, F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -581 -25% $0.000000 1,748 10 Feb 2024 Common Stock 581 Direct F1, F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -1,418 -34% $0.000000 2,812 11 Feb 2024 Common Stock 1,418 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from grant date.
F2 Conversion occurs on a one-for-one basis.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.