Aaron Powell - 09 Feb 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
09 Feb 2024
Net transactions value
+$208,562
Form type
4
Filing time
12 Feb 2024, 12:49:04 UTC
Previous filing
20 Dec 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $142,125 +1,091 +10% $130.27 11,812 10 Feb 2024 Direct
transaction YUM Common Stock Tax liability $38,299 -294 -2.5% $130.27 11,518 10 Feb 2024 Direct
transaction YUM Common Stock Options Exercise $138,607 +1,064 +9.2% $130.27 12,582 11 Feb 2024 Direct
transaction YUM Common Stock Tax liability $33,870 -260 -2.1% $130.27 12,322 11 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Award $0 +22,070 $0.000000 22,070 09 Feb 2024 Common Stock 22,070 $130.27 Direct F1
transaction YUM Restricted Stock Units Award $0 +4,798 $0.000000 4,798 09 Feb 2024 Common Stock 4,798 Direct F1, F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -1,091 -25% $0.000000 3,275 10 Feb 2024 Common Stock 1,091 $131.31 Direct F1, F3
transaction YUM Restricted Stock Units Options Exercise $0 -1,064 -33% $0.000000 2,129 11 Feb 2024 Common Stock 1,064 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from grant date.
F2 Conversion occurs on a one-for-one basis.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.