-
Signature
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/s/ M. Gayle Hobson, POA
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Stock symbol
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YUM
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Transactions as of
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Feb 9, 2024
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Transactions value $
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-$2,083,059
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Form type
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4
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Date filed
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2/12/2024, 11:35 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
YUM |
Common Stock |
Options Exercise |
$712K |
+13.5K |
+72.49% |
$52.64 |
32.2K |
Feb 9, 2024 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$1.03M |
-7.98K |
-24.8% |
$129.64 |
24.2K |
Feb 9, 2024 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
-$719K |
-5.55K |
-22.91% |
$129.63 |
18.7K |
Feb 9, 2024 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Options Exercise |
$712K |
+13.5K |
+72.49% |
$52.64 |
32.2K |
Feb 9, 2024 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$1.19M |
-9.15K |
-28.44% |
$129.64 |
23K |
Feb 9, 2024 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
-$567K |
-4.37K |
-18.99% |
$129.63 |
18.7K |
Feb 9, 2024 |
Direct |
F1 |
| holding |
YUM |
Common Stock |
|
|
|
|
|
851 |
Feb 9, 2024 |
401(k) Holdings |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-13.5K |
-100% |
$0.00* |
0 |
Feb 9, 2024 |
Common Stock |
13.5K |
$52.64 |
Direct |
F1, F2 |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-13.5K |
-100% |
$0.00* |
0 |
Feb 9, 2024 |
Common Stock |
13.5K |
$52.64 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: