Joey Wat - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2024
Transactions value $
-$173,333
Form type
4
Date filed
2/12/2024, 10:36 AM
Previous filing
Feb 12, 2024
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +26.8K +10.94% $0.00 272K Feb 9, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$106K -2.64K -0.97% $40.31 269K Feb 9, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +6.61K +2.46% $0.00 276K Feb 10, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$66.8K -1.66K -0.6% $40.31 274K Feb 10, 2024 Direct
holding YUMC Common Stock 269K Feb 9, 2024 Controlled Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -26.8K -33% $0.00 54.4K Feb 9, 2024 Common Stock 26.8K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -6.61K -33.34% $0.00 13.2K Feb 10, 2024 Common Stock 6.61K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.