Joey Wat - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$173,333
Form type
4
Filing time
12 Feb 2024, 10:36:31 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +26,812 +11% $0.000000 271,856 09 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $106,499 -2,642 -0.97% $40.31 269,214 09 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +6,610 +2.5% $0.000000 275,824 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $66,834 -1,658 -0.6% $40.31 274,166 10 Feb 2024 Direct
holding YUMC Common Stock 269,144 09 Feb 2024 Controlled Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -26,812 -33% $0.000000 54,437 09 Feb 2024 Common Stock 26,812 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -6,610 -33% $0.000000 13,216 10 Feb 2024 Common Stock 6,610 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.