Jeff Kuai - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, Pizza Hut
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$62,521
Form type
4
Filing time
12 Feb 2024, 10:35:38 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2,680 +6.5% $0.000000 44,092 09 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $48,654 -1,207 -2.7% $40.31 42,885 09 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +763 +1.8% $0.000000 43,648 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $13,867 -344 -0.79% $40.31 43,304 10 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,680 -33% $0.000000 5,444 09 Feb 2024 Common Stock 2,680 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -763 -33% $0.000000 1,524 10 Feb 2024 Common Stock 763 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.