Jeff Kuai - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, Pizza Hut
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2024
Transactions value $
-$62,521
Form type
4
Date filed
2/12/2024, 10:35 AM
Previous filing
Feb 12, 2024
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2.68K +6.47% $0.00 44.1K Feb 9, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$48.7K -1.21K -2.74% $40.31 42.9K Feb 9, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +763 +1.78% $0.00 43.6K Feb 10, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$13.9K -344 -0.79% $40.31 43.3K Feb 10, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2.68K -32.99% $0.00 5.44K Feb 9, 2024 Common Stock 2.68K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -763 -33.36% $0.00 1.52K Feb 10, 2024 Common Stock 763 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.