Warton Wang - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$71,591
Form type
4
Filing time
12 Feb 2024, 10:34:37 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3,485 +20% $0.000000 20,573 09 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $63,246 -1,569 -7.6% $40.31 19,004 09 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +458 +2.4% $0.000000 19,462 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $8,344 -207 -1.1% $40.31 19,255 10 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,485 -33% $0.000000 7,076 09 Feb 2024 Common Stock 3,485 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -458 -33% $0.000000 913 10 Feb 2024 Common Stock 458 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 02/10/2022.