Warton Wang - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2024
Transactions value $
-$71,591
Form type
4
Date filed
2/12/2024, 10:34 AM
Previous filing
Feb 12, 2024
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3.49K +20.39% $0.00 20.6K Feb 9, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$63.2K -1.57K -7.63% $40.31 19K Feb 9, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +458 +2.41% $0.00 19.5K Feb 10, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$8.34K -207 -1.06% $40.31 19.3K Feb 10, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.49K -33% $0.00 7.08K Feb 9, 2024 Common Stock 3.49K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -458 -33.41% $0.00 913 Feb 10, 2024 Common Stock 458 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 02/10/2022.