Warton Wang - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role: General Manager, KFC
Signature: /s/ Pingping Liu, Power of Attorney
Stock symbol: YUMC
Transactions as of: Feb 9, 2024
Transactions value $: -$71,591
Form type: 4
Date filed: 2/12/2024, 10:34 AM
Previous filing: Feb 12, 2024
Next filing: Mar 28, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUMC	Common Stock	Options Exercise	$0	+3.49K	+20.39%	$0.00	20.6K	Feb 9, 2024	Direct	F1
transaction	YUMC	Common Stock	Tax liability	-$63.2K	-1.57K	-7.63%	$40.31	19K	Feb 9, 2024	Direct
transaction	YUMC	Common Stock	Options Exercise	$0	+458	+2.41%	$0.00	19.5K	Feb 10, 2024	Direct	F1
transaction	YUMC	Common Stock	Tax liability	-$8.34K	-207	-1.06%	$40.31	19.3K	Feb 10, 2024	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUMC	Restricted Stock Unit	Options Exercise	$0	-3.49K	-33%	$0.00	7.08K	Feb 9, 2024	Common Stock	3.49K		Direct	F1, F2, F3
transaction	YUMC	Restricted Stock Unit	Options Exercise	$0	-458	-33.41%	$0.00	913	Feb 10, 2024	Common Stock	458		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Conversion occurs on a one-for-one basis.
F2	Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3	This grant does not have an expiration date.
F4	Vesting occurs 25% per year beginning one year from 02/10/2022.