Leila Zhang - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$46,074
Form type
4
Filing time
12 Feb 2024, 10:33:53 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Tax liability $12,012 -298 -0.79% $40.31 37,339 10 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +661 +1.8% $0.000000 37,637 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $34,062 -845 -2.2% $40.31 36,976 09 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +1,876 +5.2% $0.000000 37,821 09 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -661 -33% $0.000000 1,320 10 Feb 2024 Common Stock 661 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,876 -33% $0.000000 3,809 09 Feb 2024 Common Stock 1,876 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 2/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.