Xueling Lu - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2024
Transactions value $
-$21,405
Form type
4
Date filed
2/12/2024, 10:33 AM
Previous filing
Feb 12, 2024
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +871 +4.04% $0.00 22.4K Feb 9, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$15.8K -393 -1.75% $40.31 22K Feb 9, 2024 Direct
transaction YUMC Common Stock Tax liability -$5.56K -138 -0.62% $40.31 22.2K Feb 10, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +304 +1.38% $0.00 22.3K Feb 10, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -871 -33% $0.00 1.77K Feb 9, 2024 Common Stock 871 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -304 -33.33% $0.00 608 Feb 10, 2024 Common Stock 304 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.