Xueling Lu - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$21,405
Form type
4
Filing time
12 Feb 2024, 10:33:12 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +871 +4% $0.000000 22,419 09 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $15,842 -393 -1.8% $40.31 22,026 09 Feb 2024 Direct
transaction YUMC Common Stock Tax liability $5,563 -138 -0.62% $40.31 22,192 10 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +304 +1.4% $0.000000 22,330 10 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -871 -33% $0.000000 1,768 09 Feb 2024 Common Stock 871 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -304 -33% $0.000000 608 10 Feb 2024 Common Stock 304 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/9/2023.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.