Duoduo (howard) Huang - 09 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
09 Feb 2024
Net transactions value
-$90,093
Form type
4
Filing time
12 Feb 2024, 10:29:57 UTC
Previous filing
12 Feb 2024
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +304 +3.3% $0.000000 9,554 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $5,563 -138 -1.4% $40.31 9,416 10 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +3,050 +32% $0.000000 12,466 10 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $55,346 -1,373 -11% $40.31 11,093 10 Feb 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +1,608 +19% $0.000000 9,974 09 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $29,184 -724 -7.3% $40.31 9,250 09 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -304 -33% $0.000000 610 10 Feb 2024 Common Stock 304 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,050 -50% $0.000000 3,049 10 Feb 2024 Common Stock 3,050 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,608 -33% $0.000000 3,266 09 Feb 2024 Common Stock 1,608 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 02/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.