Duoduo (Howard) HUANG - Feb 9, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 9, 2024
Transactions value $
-$90,093
Form type
4
Date filed
2/12/2024, 10:29 AM
Previous filing
Feb 12, 2024
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +304 +3.29% $0.00 9.55K Feb 10, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$5.56K -138 -1.44% $40.31 9.42K Feb 10, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +3.05K +32.39% $0.00 12.5K Feb 10, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$55.3K -1.37K -11.01% $40.31 11.1K Feb 10, 2024 Direct
transaction YUMC Common Stock Options Exercise $0 +1.61K +19.22% $0.00 9.97K Feb 9, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$29.2K -724 -7.26% $40.31 9.25K Feb 9, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -304 -33.26% $0.00 610 Feb 10, 2024 Common Stock 304 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.05K -50.01% $0.00 3.05K Feb 10, 2024 Common Stock 3.05K Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.61K -32.99% $0.00 3.27K Feb 9, 2024 Common Stock 1.61K Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 02/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.