Andy Yeung - 05 Feb 2024 Form 4/A Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
05 Feb 2024
Net transactions value
-$1,167,222
Form type
4/A
Filing time
12 Feb 2024, 08:54:08 UTC
Date Of Original Report
07 Feb 2024
Previous filing
07 Feb 2024
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +28,681 +85% $0.000000 62,604 05 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $703,473 -19,579 -31% $35.93 43,025 05 Feb 2024 Direct
transaction YUMC Common Stock Tax liability $463,749 -12,907 -30% $35.93 30,118 05 Feb 2024 Direct
transaction YUMC Common Stock Award $0 +43,506 +144% $0.000000 73,624 05 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -28,681 -100% $0.000000* 0 05 Feb 2024 Common Stock 28,681 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.
F3 Vesting occurs 100% on the third anniversary of the grant date.
F4 This grant does not have an expiration date.

Remarks:

This Form 4/A is being filed to correct typographical errors under "Date of Earliest Transaction" and the fourth row under Table I, box 2 and box 5 on the original Form 4 filing.