Andy Yeung - Feb 5, 2024 Form 4/A Insider Report for Yum China Holdings, Inc. (YUMC)

Role: Chief Financial Officer
Signature: /s/ Pingping Liu, Power of Attorney
Stock symbol: YUMC
Transactions as of: Feb 5, 2024
Transactions value $: -$1,167,222
Form type: 4/A
Date filed: 2/12/2024, 08:54 AM
Date Of Original Report: Feb 7, 2024
Previous filing: Feb 7, 2024
Next filing: Feb 12, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUMC	Common Stock	Options Exercise	$0	+28.7K	+84.55%	$0.00	62.6K	Feb 5, 2024	Direct	F1
transaction	YUMC	Common Stock	Tax liability	-$703K	-19.6K	-31.27%	$35.93	43K	Feb 5, 2024	Direct
transaction	YUMC	Common Stock	Tax liability	-$464K	-12.9K	-30%	$35.93	30.1K	Feb 5, 2024	Direct
transaction	YUMC	Common Stock	Award	$0	+43.5K	+144.45%	$0.00	73.6K	Feb 5, 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUMC	Restricted Stock Unit	Options Exercise	$0	-28.7K	-100%	$0.00^*	0	Feb 5, 2024	Common Stock	28.7K		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Conversion occurs on a one-for-one basis.
F2	Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.
F3	Vesting occurs 100% on the third anniversary of the grant date.
F4	This grant does not have an expiration date.

Remarks:

This Form 4/A is being filed to correct typographical errors under "Date of Earliest Transaction" and the fourth row under Table I, box 2 and box 5 on the original Form 4 filing.