S. Turner Keene - 06 Feb 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Financial Officer
Signature
/s/ Keene S. Turner
Issuer symbol
EFSC
Transactions as of
06 Feb 2024
Net transactions value
-$237,239
Form type
4
Filing time
08 Feb 2024, 15:10:11 UTC
Previous filing
19 Jan 2024
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +1,715 +4.5% $0.000000 39,758 06 Feb 2024 Direct
transaction EFSC Common Stock Tax liability $33,552 -849 -2.1% $39.52 38,909 06 Feb 2024 Direct F2
transaction EFSC Common Stock Award $0 +6,860 +18% $0.000000 45,769 06 Feb 2024 Direct F3
transaction EFSC Common Stock Tax liability $119,706 -3,029 -6.6% $39.52 42,740 06 Feb 2024 Direct F2
transaction EFSC Common Stock Award $0 +4,733 +11% $0.000000 47,473 06 Feb 2024 Direct F3
transaction EFSC Common Stock Tax liability $83,980 -2,125 -4.5% $39.52 45,348 06 Feb 2024 Direct F2
holding EFSC Common Stock 1,566 06 Feb 2024 401(k) Plan F1
holding EFSC Depository Shares 2,000 06 Feb 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -1,715 -100% $0.000000* 0 06 Feb 2024 Common Stock 1,715 Direct F5, F6
holding EFSC Non Qualified Stock Option (Right to Buy) 9,042 06 Feb 2024 Common Stock 9,042 $43.81 Direct F7
holding EFSC Non Qualified Stock Option (Right to Buy) 9,934 06 Feb 2024 Common Stock 9,934 $48.34 Direct F8
holding EFSC Non Qualified Stock Option (Right to Buy) 9,610 06 Feb 2024 Common Stock 9,610 $54.46 Direct F9
holding EFSC Restricted Share Units 1,756 06 Feb 2024 Common Stock 1,756 Direct F5, F10
holding EFSC Restricted Share Units 1,964 06 Feb 2024 Common Stock 1,964 Direct F5, F11
holding EFSC Restricted Share Units 14,967 06 Feb 2024 Common Stock 14,967 Direct F5, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F3 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F4 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F5 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F6 The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
F8 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F9 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F11 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F12 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.