Xueling Lu - Feb 5, 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 5, 2024
Transactions value $
-$371,876
Form type
4
Date filed
2/7/2024, 06:56 AM
Previous filing
Jan 26, 2024
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +14.3K +161.91% $0.00 23.2K Feb 5, 2024 Direct F1
transaction YUMC Common Stock Tax liability -$232K -6.45K -27.82% $35.93 16.7K Feb 5, 2024 Direct
transaction YUMC Common Stock Award $0 +8.7K +51.97% $0.00 25.4K Feb 5, 2024 Direct F2
transaction YUMC Common Stock Tax liability -$140K -3.9K -15.31% $35.93 21.5K Feb 5, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -14.3K -100% $0.00* 0 Feb 5, 2024 Common Stock 14.3K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.
F3 Vesting occurs 100% on the third anniversary of the grant date.
F4 This grant does not have an expiration date.