Xueling Lu - 05 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
05 Feb 2024
Net transactions value
-$371,876
Form type
4
Filing time
07 Feb 2024, 06:56:35 UTC
Previous filing
26 Jan 2024
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +14,340 +162% $0.000000 23,197 05 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $231,892 -6,454 -28% $35.93 16,743 05 Feb 2024 Direct
transaction YUMC Common Stock Award $0 +8,701 +52% $0.000000 25,444 05 Feb 2024 Direct F2
transaction YUMC Common Stock Tax liability $139,983 -3,896 -15% $35.93 21,548 05 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -14,340 -100% $0.000000* 0 05 Feb 2024 Common Stock 14,340 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.
F3 Vesting occurs 100% on the third anniversary of the grant date.
F4 This grant does not have an expiration date.