Joey Wat - 05 Feb 2024 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
05 Feb 2024
Net transactions value
-$3,885,470
Form type
4
Filing time
07 Feb 2024, 06:51:54 UTC
Previous filing
26 Jan 2024
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +44,814 +95% $0.000000 92,149 05 Feb 2024 Direct F1
transaction YUMC Common Stock Tax liability $513,296 -14,286 -16% $35.93 77,863 05 Feb 2024 Direct
transaction YUMC Common Stock Award $0 +261,035 +335% $0.000000 338,898 05 Feb 2024 Direct F2
transaction YUMC Common Stock Tax liability $3,372,174 -93,854 -28% $35.93 245,044 05 Feb 2024 Direct
holding YUMC Common Stock 269,144 05 Feb 2024 Controlled Corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -44,814 -100% $0.000000* 0 05 Feb 2024 Common Stock 44,814 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.
F3 Vesting occurs 100% on the third anniversary of the grant date.
F4 This grant does not have an expiration date.