Ralph Rondinone - Feb 1, 2024 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)

Role
SVP Global Operations NSE
Signature
/s/ Donna T. Rossi, attorney-in-fact
Stock symbol
VIAV
Transactions as of
Feb 1, 2024
Transactions value $
-$11,052
Form type
4
Date filed
2/1/2024, 04:46 PM
Previous filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIAV Common Stock Sale -$11.1K -1.12K -3.32% $9.85 32.7K Feb 1, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 15, 2023.
F2 Total includes 1,122 shares purchased pursuant to the ESPP plan.