Monique Herena - Jan 29, 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role: Chief Colleague Experience Off
Signature: /s/ Kristina V. Fink, attorney-in-fact
Stock symbol: AXP
Transactions as of: Jan 29, 2024
Transactions value $: $2,264,476
Form type: 4
Date filed: 1/31/2024, 05:14 PM
Previous filing: May 22, 2023
Next filing: Feb 12, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AXP	Common Stock	Award	$4.74M	+23.5K	+169.71%	$201.43	37.4K	Jan 29, 2024	Direct	F1, F2
transaction	AXP	Common Stock	Tax liability	-$2.48M	-12.3K	-32.88%	$201.43	25.1K	Jan 29, 2024	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AXP	Employee Stock Option (Right to Buy)	Award	$0	+18.5K		$0.00	18.5K	Jan 29, 2024	Common Stock	18.5K	$116.26	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2	Includes shares acquired pursuant to dividend reinvestment.
F3	The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F4	The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.