Douglas E. Buckminster - Jan 29, 2024 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Vice Chairman
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 29, 2024
Transactions value $
$4,386,340
Form type
4
Date filed
1/31/2024, 05:09 PM
Previous filing
Nov 17, 2023
Next filing
May 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $9.49M +47.1K +53.29% $201.43 135K Jan 29, 2024 Direct F1
transaction AXP Common Stock Tax liability -$5.1M -25.3K -18.69% $201.43 110K Jan 29, 2024 Direct F2
holding AXP Common Stock 29.5K Jan 29, 2024 By GRAT
holding AXP Common Stock 0 Jan 29, 2024 401(k) Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +36.9K $0.00 36.9K Jan 29, 2024 Common Stock 36.9K $116.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.