Gregory E. Johnson - 11 Jan 2024 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Jan 2024, 16:25:57 UTC
Prior SEC filing
21 Dec 2023
Next SEC filing
04 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Virginia Rosas, Attorney-in-Fact

Key filing fact

Gregory E. Johnson filed Form 4 for FRANKLIN RESOURCES INC (BEN) on 16 Jan 2024.

Key facts

  • This page summarizes Gregory E. Johnson's Form 4 filing for FRANKLIN RESOURCES INC (BEN).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Jan 2024, 16:25.

Change

  • Previous filing in this sequence was filed on 21 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BEN transaction

Common Stock, par value $.10

Gift

Transaction value
Shares
-2,502
Change %
-0.11%
Price
Shares after
2,184,437
Date
11 Jan 2024
Ownership
Direct
Footnotes
F1
BEN holding

Common Stock, par value $.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,956
Date
11 Jan 2024
Ownership
By 401(k)
Footnotes
F2
BEN holding

Common Stock, par value $.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,573,100
Date
11 Jan 2024
Ownership
By Business Limited Partnership
Footnotes
F3
BEN holding

Common Stock, par value $.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
249,765
Date
11 Jan 2024
Ownership
By Children or As Trustee For Children
Footnotes
F4
BEN holding

Common Stock, par value $.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,119
Date
11 Jan 2024
Ownership
By Spouse
Footnotes
F5
BEN holding

Common Stock, par value $.10

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
396,000
Date
11 Jan 2024
Ownership
By Venture Limited Partnership
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Not applicable.

Footnote F2

Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.

Footnote F3

Business limited partnership under control of Reporting Person.

Footnote F4

Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

Footnote F5

Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

Footnote F6

Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

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