Claiborne R. Rankin - 10 Jul 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
11 Jan 2024, 21:53:11 UTC
Previous filing
06 Jul 2023
Next filing
14 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +5,322 5,322 10 Jul 2023 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 1,978 10 Jul 2023 By Assoc II/Spouse F4
holding NC Class A Common Stock 2,360 10 Jul 2023 By Spouse/Trust F5
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Daughter 1 F6
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Son F7
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Daughter 2 F8
holding NC Class A Common Stock 28,497 10 Jul 2023 By Assoc II F9
holding NC Class A Common Stock 1,975 10 Jul 2023 By RMI (Delaware) F10
holding NC Class A Common Stock 25,768 10 Jul 2023 By Trust F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 50,000 10 Jul 2023 Class A Common Stock 50,000 By Assoc I/Spouse F2, F12
holding NC Class B Common Stock 84,474 10 Jul 2023 Class A Common Stock 84,474 By Assoc IV/Spouse F2, F13
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Daughter 1 F2, F14
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Son F2, F15
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Daughter 2 F2, F16
holding NC Class B Common Stock 7,856 10 Jul 2023 Class A Common Stock 7,856 By Trust/Daughter 1 F2, F6
holding NC Class B Common Stock 7,856 10 Jul 2023 Class A Common Stock 7,856 By Trust/Son F2, F7
holding NC Class B Common Stock 7,856 10 Jul 2023 Class A Common Stock 7,856 By Trust/Daughter 2 F2, F8
holding NC Class B Common Stock 25 10 Jul 2023 Class A Common Stock 25 $0.000000 By GP F2, F17
holding NC Class B Common Stock 20,312 10 Jul 2023 Class A Common Stock 20,312 $0.000000 By Assoc I F2, F18
holding NC Class B Common Stock 582 10 Jul 2023 Class A Common Stock 582 $0.000000 By Assoc IV F2, F19
holding NC Class B Common Stock 97,312 10 Jul 2023 Class A Common Stock 97,312 $0.000000 By Trust F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
F7 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
F8 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
F9 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F10 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F11 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F12 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
F15 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
F16 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
F17 GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F18 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F19 (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.