Claiborne R. Rankin - Jul 10, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/11/2024, 09:53 PM
Previous filing
Jul 6, 2023
Next filing
Aug 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +5.32K 5.32K Jul 10, 2023 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 1.98K Jul 10, 2023 By Assoc II/Spouse F4
holding NC Class A Common Stock 2.36K Jul 10, 2023 By Spouse/Trust F5
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Daughter 1 F6
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son F7
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Daughter 2 F8
holding NC Class A Common Stock 28.5K Jul 10, 2023 By Assoc II F9
holding NC Class A Common Stock 1.98K Jul 10, 2023 By RMI (Delaware) F10
holding NC Class A Common Stock 25.8K Jul 10, 2023 By Trust F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 50K Jul 10, 2023 Class A Common Stock 50K By Assoc I/Spouse F2, F12
holding NC Class B Common Stock 84.5K Jul 10, 2023 Class A Common Stock 84.5K By Assoc IV/Spouse F2, F13
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Daughter 1 F2, F14
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son F2, F15
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Daughter 2 F2, F16
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Daughter 1 F2, F6
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son F2, F7
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Daughter 2 F2, F8
holding NC Class B Common Stock 25 Jul 10, 2023 Class A Common Stock 25 $0.00 By GP F2, F17
holding NC Class B Common Stock 20.3K Jul 10, 2023 Class A Common Stock 20.3K $0.00 By Assoc I F2, F18
holding NC Class B Common Stock 582 Jul 10, 2023 Class A Common Stock 582 $0.00 By Assoc IV F2, F19
holding NC Class B Common Stock 97.3K Jul 10, 2023 Class A Common Stock 97.3K $0.00 By Trust F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Chloe R. Seelbach.
F7 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr.
F8 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Julia R. Kuipers.
F9 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F10 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F11 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F12 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach.
F15 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Claiborne Rankin, Jr.
F16 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers.
F17 GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F18 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F19 (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.