Corbin Rankin - Jul 10, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/11/2024, 09:52 PM
Previous filing
Jul 6, 2023
Next filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +2.66K 2.66K Jul 10, 2023 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 2 F4
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 1 F5
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 3 F6
holding NC Class A Common Stock 3.22K Jul 10, 2023 Direct
holding NC Class A Common Stock 1.84K Jul 10, 2023 By Assoc II F7
holding NC Class A Common Stock 7 Jul 10, 2023 By Spouse F8
holding NC Class A Common Stock 26.4K Jul 10, 2023 By Assoc II/Spouse F9
holding NC Class A Common Stock 1.98K Jul 10, 2023 By RMI/Spouse F10
holding NC Class A Common Stock 165 Jul 10, 2023 By Spouse/Trust F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 2 F2, F12
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 1 F2, F13
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 3 F2, F14
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 2 F2, F4
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 1 F2, F5
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 3 F2, F6
holding NC Class B Common Stock 20K Jul 10, 2023 Class A Common Stock 20K By Assoc I F2, F15
holding NC Class B Common Stock 85.1K Jul 10, 2023 Class A Common Stock 85.1K By Assoc IV F2, F16
holding NC Class B Common Stock 25 Jul 10, 2023 Class A Common Stock 25 $0.00 By Spouse (GP) F2, F17
holding NC Class B Common Stock 35.3K Jul 10, 2023 Class A Common Stock 35.3K $0.00 By Assoc I/Spouse F2, F18
holding NC Class B Common Stock 146K Jul 10, 2023 Class A Common Stock 146K $0.00 By Trust/Spouse F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F8 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F10 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
F11 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.
F12 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin.
F13 Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin.
F14 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin.
F15 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
F16 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F17 GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F18 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.