Rankin Thomas T. - 10 Jul 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
11 Jan 2024, 21:52:22 UTC
Previous filing
06 Jul 2023
Next filing
15 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +2,661 2,661 10 Jul 2023 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Son 2 F4
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Son 1 F5
holding NC Class A Common Stock 2,192 10 Jul 2023 By Trust/Son 3 F6
holding NC Class A Common Stock 3,222 10 Jul 2023 By Spouse F7
holding NC Class A Common Stock 1,843 10 Jul 2023 By Assoc II/Spouse F8
holding NC Class A Common Stock 7 10 Jul 2023 Direct F9
holding NC Class A Common Stock 26,433 10 Jul 2023 By Assoc II F10
holding NC Class A Common Stock 1,975 10 Jul 2023 By RMI (Delaware) F11
holding NC Class A Common Stock 165 10 Jul 2023 By Trust F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Son 2 F2, F13
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Son 1 F2, F14
holding NC Class B Common Stock 9,430 10 Jul 2023 Class A Common Stock 9,430 By Trust/Son 3 F2, F15
holding NC Class B Common Stock 7,857 10 Jul 2023 Class A Common Stock 7,857 By Trust/Son 2 F2, F4
holding NC Class B Common Stock 7,857 10 Jul 2023 Class A Common Stock 7,857 By Trust/Son 1 F2, F5
holding NC Class B Common Stock 7,857 10 Jul 2023 Class A Common Stock 7,857 By Trust/Son 3 F2, F6
holding NC Class B Common Stock 20,000 10 Jul 2023 Class A Common Stock 20,000 By Assoc I/Spouse F2, F16
holding NC Class B Common Stock 85,056 10 Jul 2023 Class A Common Stock 85,056 By Assoc IV/Spouse F2, F17
holding NC Class B Common Stock 25 10 Jul 2023 Class A Common Stock 25 $0.000000 By GP F2, F18
holding NC Class B Common Stock 35,312 10 Jul 2023 Class A Common Stock 35,312 $0.000000 By Assoc I F2, F19
holding NC Class B Common Stock 145,793 10 Jul 2023 Class A Common Stock 145,793 $0.000000 By Trust F2, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
F7 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F9 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F10 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F11 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F12 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
F15 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
F16 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F17 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
F18 (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F19 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.