Thomas T. Rankin - Jul 10, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/11/2024, 09:52 PM
Previous filing
Jul 6, 2023
Next filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +2.66K 2.66K Jul 10, 2023 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 2 F4
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 1 F5
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Son 3 F6
holding NC Class A Common Stock 3.22K Jul 10, 2023 By Spouse F7
holding NC Class A Common Stock 1.84K Jul 10, 2023 By Assoc II/Spouse F8
holding NC Class A Common Stock 7 Jul 10, 2023 Direct F9
holding NC Class A Common Stock 26.4K Jul 10, 2023 By Assoc II F10
holding NC Class A Common Stock 1.98K Jul 10, 2023 By RMI (Delaware) F11
holding NC Class A Common Stock 165 Jul 10, 2023 By Trust F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 2 F2, F13
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 1 F2, F14
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Son 3 F2, F15
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 2 F2, F4
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 1 F2, F5
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Son 3 F2, F6
holding NC Class B Common Stock 20K Jul 10, 2023 Class A Common Stock 20K By Assoc I/Spouse F2, F16
holding NC Class B Common Stock 85.1K Jul 10, 2023 Class A Common Stock 85.1K By Assoc IV/Spouse F2, F17
holding NC Class B Common Stock 25 Jul 10, 2023 Class A Common Stock 25 $0.00 By GP F2, F18
holding NC Class B Common Stock 35.3K Jul 10, 2023 Class A Common Stock 35.3K $0.00 By Assoc I F2, F19
holding NC Class B Common Stock 146K Jul 10, 2023 Class A Common Stock 146K $0.00 By Trust F2, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
F6 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
F7 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F9 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F10 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F11 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F12 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
F14 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
F15 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
F16 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F17 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
F18 (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F19 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.