| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVT | Common Stock | Sale | -$421K | -2.57K | -16.92% | $163.65 | 12.6K | Jan 2, 2024 | Direct | F1, F2 |
| transaction | NOVT | Common Stock | Sale | -$248K | -1.51K | -11.94% | $164.37 | 11.1K | Jan 2, 2024 | Direct | F1, F3 |
| transaction | NOVT | Common Stock | Sale | -$69.8K | -420 | -3.78% | $166.24 | 10.7K | Jan 2, 2024 | Direct | F1, F4 |
| transaction | NOVT | Common Stock | Sale | -$83.3K | -500 | -4.67% | $166.64 | 10.2K | Jan 2, 2024 | Direct | F1 |
| transaction | NOVT | Common Stock | Award | $0 | +21.5K | +210.86% | $0.00 | 31.7K | Jan 2, 2024 | Direct | F5 |
| transaction | NOVT | Common Stock | Tax liability | -$1.58M | -9.59K | -30.25% | $164.30 | 22.1K | Jan 2, 2024 | Direct | |
| holding | NOVT | Common Stock | 63.9K | Jan 2, 2024 | Matthijs Glastra 2021 Irrevocable Trust | ||||||
| holding | NOVT | Common Stock | 27.7K | Jan 2, 2024 | Anna Maria Vogelaar 2020 Trust | ||||||
| holding | NOVT | Common Stock | 27.7K | Jan 2, 2024 | Matthijs Glastra 2023 GRAT |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $163.15 to $164.14. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $164.17 to $164.67. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $165.58 to $166.57. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F5 | Represents the number of Novanta Inc. common shares earned pursuant to the terms of a performance stock unit award granted on February 24, 2021, reflecting the achievement of applicable relative total shareholder return (TSR) performance conditions over a three-year period from fiscal 2021 through fiscal 2023. |
Power of Attorney on file