Charles Dockendorff - Jan 2, 2024 Form 4 Insider Report for HOLOGIC INC (HOLX)

Role
Director
Signature
/s/ Mark W. Irving, attorney-in-fact for Mr. Dockendorff
Stock symbol
HOLX
Transactions as of
Jan 2, 2024
Transactions value $
-$862,964
Form type
4
Date filed
1/4/2024, 04:09 PM
Previous filing
Sep 7, 2023
Next filing
Mar 11, 2024
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOLX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7.55K -100% $0.00* 0 Jan 2, 2024 Common Stock 7.55K $38.44 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Transaction pursuant to an existing Rule 10b5-1 trading plan adopted May 24, 2023.
F2 3,206 shares of common stock were transferred from the Carol J. Dockendorff Revocable Trust to the direct ownership of the Reporting Person.