Alison A. Rankin - 10 Jul 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2024, 14:16:54 UTC
Previous filing
05 Jul 2023
Next filing
18 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +5,320 5,320 10 Jul 2023 By Spouse/Trust 2 (Sr.) F1, F2, F3
transaction NC Class A Common Stock Other +9,600 9,600 10 Jul 2023 AMR - Trust3 (GC) F1, F2, F4
transaction NC Class A Common Stock Award +781 +73% 1,848 02 Jan 2024 By Spouse/Trust F2, F5, F6
holding NC Class A Common Stock 30,904 10 Jul 2023 By Assoc II F7
holding NC Class A Common Stock 6,613 10 Jul 2023 By Trust F8
holding NC Class A Common Stock 2,191 10 Jul 2023 By Trust/Daughter 1 F9
holding NC Class A Common Stock 2,191 10 Jul 2023 By Trust/Daughter 2 F10
holding NC Class A Common Stock 2,046 10 Jul 2023 By Trust (Daughter 2) F11
holding NC Class A Common Stock 200 10 Jul 2023 By Trust/Daughter 2 F12
holding NC Class A Common Stock 16,738 10 Jul 2023 By Assoc II/Daughter 2 F13
holding NC Class A Common Stock 4,944 10 Jul 2023 By Assoc II/Daughter 2 F14
holding NC Class A Common Stock 745 10 Jul 2023 By Assoc II/Daughter 2 F15
holding NC Class A Common Stock 4,133 10 Jul 2023 By Trust (Daughter 1) F16
holding NC Class A Common Stock 14,931 10 Jul 2023 By Assoc II/Daughter 1 F13
holding NC Class A Common Stock 3,056 10 Jul 2023 By Assoc II/Daughter 1 F14
holding NC Class A Common Stock 2,552 10 Jul 2023 By Assoc II/Daughter 1 F17
holding NC Class A Common Stock 1,975 10 Jul 2023 By Spouse/RMI (Delaware) F18

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75,504 10 Jul 2023 Class A Common Stock 75,504 By Assoc I F2, F19
holding NC Class B Common Stock 85,056 10 Jul 2023 Class A Common Stock 85,056 By Assoc IV F2, F20
holding NC Class B Common Stock 9,431 10 Jul 2023 Class A Common Stock 9,431 By Trust/Daughter 1 F2, F21
holding NC Class B Common Stock 9,431 10 Jul 2023 Class A Common Stock 9,431 By Trust/Daughter 2 F2, F22
holding NC Class B Common Stock 7,858 10 Jul 2023 Class A Common Stock 7,858 By Trust/Daughter 1 F2, F9
holding NC Class B Common Stock 7,858 10 Jul 2023 Class A Common Stock 7,858 By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 25 10 Jul 2023 Class A Common Stock 25 $0.000000 By GP F2, F23
holding NC Class B Common Stock 4,808 10 Jul 2023 Class A Common Stock 4,808 $0.000000 By Assoc I/Spouse F2, F24
holding NC Class B Common Stock 204,919 10 Jul 2023 Class A Common Stock 204,919 $0.000000 By Spouse/Trust F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F5 Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F6 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F8 Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
F9 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F10 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F11 Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F12 Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F14 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F16 Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F17 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F18 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
F19 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
F20 Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F21 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
F22 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin.
F23 GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F24 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.