Roger F. Rankin - Jul 10, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/4/2024, 02:16 PM
Previous filing
Jul 5, 2023
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +5.32K 5.32K Jul 10, 2023 AMR - Trust2 (SR) F1, F2, F3
transaction NC Class A Common Stock Other +9.6K 9.6K Jul 10, 2023 AMR - Trust3 (Grandchildren) F1, F2, F4
transaction NC Class A Common Stock Award +781 +73.2% 1.85K Jan 2, 2024 By Trust F2, F5, F6
holding NC Class A Common Stock 30.9K Jul 10, 2023 By Assoc II/Spouse F7
holding NC Class A Common Stock 6.61K Jul 10, 2023 By Spouse/Trust F8
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Daughter 1 F9
holding NC Class A Common Stock 2.19K Jul 10, 2023 By Trust/Daughter 2 F10
holding NC Class A Common Stock 2.05K Jul 10, 2023 By Trust (Daughter 2) F11
holding NC Class A Common Stock 200 Jul 10, 2023 By Trust/Daughter 2 F12
holding NC Class A Common Stock 16.7K Jul 10, 2023 By Assoc II/Daughter 2 F13
holding NC Class A Common Stock 4.94K Jul 10, 2023 By Assoc II/Daughter 2 F14
holding NC Class A Common Stock 745 Jul 10, 2023 By Assoc II/Daughter 2 F15
holding NC Class A Common Stock 4.13K Jul 10, 2023 By Trust (Daughter 1) F16
holding NC Class A Common Stock 14.9K Jul 10, 2023 By Assoc II/Daughter 1 F13
holding NC Class A Common Stock 3.06K Jul 10, 2023 By Assoc II/Daughter 1 F14
holding NC Class A Common Stock 2.55K Jul 10, 2023 By Assoc II/Daughter 1 F17
holding NC Class A Common Stock 1.98K Jul 10, 2023 By RMI (Delaware) F18

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75.5K Jul 10, 2023 Class A Common Stock 75.5K By Assoc I/Spouse F2, F19
holding NC Class B Common Stock 85.1K Jul 10, 2023 Class A Common Stock 85.1K By Assoc IV/Spouse F2, F20
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Daughter 1 F2, F21
holding NC Class B Common Stock 9.43K Jul 10, 2023 Class A Common Stock 9.43K By Trust/Daughter 2 F2, F22
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Daughter 1 F2, F9
holding NC Class B Common Stock 7.86K Jul 10, 2023 Class A Common Stock 7.86K By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 25 Jul 10, 2023 Class A Common Stock 25 $0.00 By GP F2, F23
holding NC Class B Common Stock 4.81K Jul 10, 2023 Class A Common Stock 4.81K $0.00 By Assoc I F2, F24
holding NC Class B Common Stock 205K Jul 10, 2023 Class A Common Stock 205K $0.00 By Trust F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F5 Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F6 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
F7 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
F10 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.
F11 Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F12 Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F14 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F16 Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F17 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F18 Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
F19 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F20 Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F21 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
F22 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
F23 GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F24 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.