Nancy Ferrara - 29 Dec 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Organizational Health and Enterprise Capability Building
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
29 Dec 2023
Net transactions value
+$450
Form type
4
Filing time
02 Jan 2024, 16:07:07 UTC
Previous filing
18 Dec 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 17,019 29 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6 +0.09% $72.96 6,657 29 Dec 2023 Common Stock 6 Direct F1, F2
holding VOYA Performance Stock Unit 29,337 29 Dec 2023 Common Stock 29,337 Direct F3
holding VOYA Performance-Based Stock Options 71,174 29 Dec 2023 Common Stock 71,174 Direct F4
holding VOYA Restricted Stock Units 12,104 29 Dec 2023 Common Stock 12,104 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes dividend of 36.085 shares.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Organizational Health and Enterprise Capability Building