MAZZELLA JOSEPH F - 21 Dec 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Issuer symbol
PFSI
Transactions as of
21 Dec 2023
Net transactions value
$0
Form type
4
Filing time
22 Dec 2023, 17:53:45 UTC
Previous filing
18 Dec 2023
Next filing
07 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Gift $0 -9,000 -6.5% $0.000000 130,478 21 Dec 2023 Direct F1, F2
holding PFSI Common Stock 165,031 21 Dec 2023 Mazzella Family Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of shares to a charitable organization.
F2 The reported amount consists of 2,387 restricted stock units and 128,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.