Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NOVT | Common Stock | Sale | -$153K | -900 | -0.71% | $170.08 | 127K | Dec 18, 2023 | Direct | F1, F2 |
transaction | NOVT | Common Stock | Sale | -$817K | -4.79K | -3.78% | $170.57 | 122K | Dec 19, 2023 | Direct | F1, F3 |
transaction | NOVT | Common Stock | Sale | -$52.9K | -309 | -0.25% | $171.12 | 122K | Dec 19, 2023 | Direct | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan entered into by the reporting person on June 8, 2023. |
F2 | This transaction was executed in multiple trades at prices ranging from $170.00 to $170.28. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
F3 | This transaction was executed in multiple trades at prices ranging from $170.03 to $170.86. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
F4 | This transaction was executed in multiple trades at prices ranging from $171.04 to $171.16. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Power of Attorney on File.