| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Common Stock | Options Exercise | $109K | +7.91K | +9.22% | $13.85 | 93.7K | Dec 19, 2023 | Direct | |
| transaction | APLS | Common Stock | Sale | -$91.5K | -1.61K | -1.71% | $57.00 | 92.1K | Dec 19, 2023 | Direct | F4 |
| transaction | APLS | Common Stock | Sale | -$132K | -2.3K | -2.5% | $57.38 | 89.8K | Dec 19, 2023 | Direct | F5 |
| holding | APLS | Common Stock | 3.33K | Dec 19, 2023 | Indirect Owner (Custodial Account for Son) | F1 | |||||
| holding | APLS | Common Stock | 80.7K | Dec 19, 2023 | Indirect Owner (The David O. Watson Irrevocable Trust of 2023) | F2 | |||||
| holding | APLS | Common Stock | 6.67K | Dec 19, 2023 | Indirect Owner (The Watson Education Trust) | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLS | Stock Option (Right to Buy) | Options Exercise | $0 | -7.91K | -67.76% | $0.00 | 3.76K | Dec 19, 2023 | Common Stock | 7.91K | $13.85 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | This represents a custodial account held by the reporting person for the sole benefit of his minor son. |
| F2 | The securities are held by The David O. Watson Irrevocable Trust of 2023. William Zorn is the trustee of The David O. Watson Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The David O. Watson Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein. |
| F3 | The securities are held by The Watson Education Trust (the "Trust"), for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Trust except to the extent of his pecuniary interest therein. |
| F4 | This transaction was executed in multiple trades at prices ranging from $56.290 - $57.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $57.300 - $57.830. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This option was granted on February 8, 2019 and is fully vested. |