Marlon Sullivan - Dec 18, 2023 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: EVP and CHRO
Signature: /s/ Leanne Michels, attorney-in-fact
Stock symbol: JCI
Transactions as of: Dec 18, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/19/2023, 07:59 PM
Previous filing: Dec 11, 2023
Next filing: Oct 1, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Award	$0	+7.47K	+26.8%	$0.00	35.4K	Dec 18, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+29.1K		$0.00	29.1K	Dec 18, 2023	Ordinary Shares	29.1K	$53.52	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2	Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.