John Donofrio - Dec 15, 2023 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: Exec VP & General Counsel
Signature: /s/ Leanne Michels, attorney-in-fact
Stock symbol: JCI
Transactions as of: Dec 15, 2023
Transactions value $: $758,028
Form type: 4
Date filed: 12/19/2023, 07:57 PM
Previous filing: Dec 12, 2023
Next filing: Jun 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Award	$1.43M	+27.3K	+82.42%	$52.44	60.4K	Dec 15, 2023	Direct	F1
transaction	JCI	Ordinary Shares	Tax liability	-$672K	-12.8K	-21.24%	$52.44	47.5K	Dec 15, 2023	Direct
transaction	JCI	Ordinary Shares	Award	$0	+10.3K	+21.61%	$0.00	57.8K	Dec 18, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+40K		$0.00	40K	Dec 18, 2023	Ordinary Shares	40K	$53.52	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents performance share units for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on December 14, 2023.
F2	Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F3	Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.