George Oliver - Dec 15, 2023 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 15, 2023
Transactions value $
$3,273,456
Form type
4
Date filed
12/19/2023, 07:54 PM
Previous filing
Dec 12, 2023
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Award $6.18M +118K +12.28% $52.44 1.08M Dec 15, 2023 Direct F1
transaction JCI Ordinary Shares Tax liability -$2.9M -55.4K -5.14% $52.44 1.02M Dec 15, 2023 Direct
transaction JCI Ordinary Shares Award $0 +51.4K +5.03% $0.00 1.07M Dec 18, 2023 Direct F2
holding JCI Ordinary Shares 112K Dec 15, 2023 GRO Sr. 2 Year GRAT
holding JCI Ordinary Shares 208K Dec 15, 2023 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Dec 15, 2023 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +200K $0.00 200K Dec 18, 2023 Ordinary Shares 200K $53.52 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance share units for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on December 14, 2023.
F2 Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F3 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.