Martin Rodney O Jr. - 14 Dec 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
14 Dec 2023
Net transactions value
-$5,067,993
Form type
4
Filing time
18 Dec 2023, 16:14:06 UTC
Previous filing
07 Mar 2023
Next filing
22 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale $2,198,486 -29,216 -20% $75.25 120,455 14 Dec 2023 Direct F2
transaction VOYA Common Stock Sale $2,869,506 -38,490 -32% $74.55 81,965 15 Dec 2023 Direct F3
holding VOYA Common Stock 6,774 14 Dec 2023 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Deferred Savings Plan Issuer Stock Units 8,058 14 Dec 2023 Common Stock 8,058 Direct F4, F5
holding VOYA Performance Stock Unit 277,886 14 Dec 2023 Common Stock 277,886 Direct F6
holding VOYA Performance-Based Stock Options 158,900 14 Dec 2023 Common Stock 158,900 Direct F7
holding VOYA Restricted Stock Units 130,175 14 Dec 2023 Common Stock 130,175 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes automatic semi-monthly contributions to the reporting person's 401(k).
F2 This transaction was executed in multiple trades at prices ranging from $74.95 to $75.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3 This transaction was executed in multiple trades at prices ranging from $74.08 to $74.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5 Includes dividends of 93.98 shares.
F6 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F7 The options vest based on the conditions set forth in their respective agreements.
F8 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Executive Chairman