Rodney O. Martin Jr - Dec 14, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Dec 14, 2023
Transactions value $
-$5,067,993
Form type
4
Date filed
12/18/2023, 04:14 PM
Previous filing
Mar 7, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$2.2M -29.2K -19.52% $75.25 120K Dec 14, 2023 Direct F2
transaction VOYA Common Stock Sale -$2.87M -38.5K -31.95% $74.55 82K Dec 15, 2023 Direct F3
holding VOYA Common Stock 6.77K Dec 14, 2023 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Deferred Savings Plan Issuer Stock Units 8.06K Dec 14, 2023 Common Stock 8.06K Direct F4, F5
holding VOYA Performance Stock Unit 278K Dec 14, 2023 Common Stock 278K Direct F6
holding VOYA Performance-Based Stock Options 159K Dec 14, 2023 Common Stock 159K Direct F7
holding VOYA Restricted Stock Units 130K Dec 14, 2023 Common Stock 130K Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes automatic semi-monthly contributions to the reporting person's 401(k).
F2 This transaction was executed in multiple trades at prices ranging from $74.95 to $75.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3 This transaction was executed in multiple trades at prices ranging from $74.08 to $74.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5 Includes dividends of 93.98 shares.
F6 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F7 The options vest based on the conditions set forth in their respective agreements.
F8 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Executive Chairman