William Herbert Chang - 14 Dec 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Capital Markets Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Chang
Issuer symbol
PFSI
Transactions as of
14 Dec 2023
Net transactions value
-$909,279
Form type
4
Filing time
15 Dec 2023, 20:47:52 UTC
Previous filing
22 Mar 2023
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale $909,279 -9,900 -24% $91.85 31,159 14 Dec 2023 Direct F1, F2
transaction PFSI Common Stock Gift $0 -100 -0.32% $0.000000 31,059 15 Dec 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected.
F2 The reported amount consists of 9,160 restricted stock units and 21,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 Represents a bona fide gift of shares to a charitable organization.
F4 The reported amount consists of 9,160 restricted stock units and 21,899 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.