Randall J. Erickson - Dec 14, 2023 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Randall J. Erickson
Stock symbol
ASB
Transactions as of
Dec 14, 2023
Transactions value $
-$11,945
Form type
4
Date filed
12/15/2023, 03:34 PM
Previous filing
Aug 7, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $146K +8.27K +5.99% $17.67 146K Dec 14, 2023 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability -$158K -7.41K -5.06% $21.34 139K Dec 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -8.27K -100% $0.00* 0 Dec 14, 2023 Common Stock $0.01 Par Value 8.27K $17.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations arising from exercise of vested stock options.
F2 Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.