Gregory E. Johnson - Dec 12, 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 12, 2023
Transactions value $
$0
Form type
4
Date filed
12/14/2023, 08:23 PM
Previous filing
Dec 5, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift +1.15K +0.05% 2.42M Dec 12, 2023 Direct F1
transaction BEN Common Stock, par value $.10 Gift +1.15K +4.81% 25.1K Dec 12, 2023 By Spouse F1, F2
transaction BEN Common Stock, par value $.10 Gift +2.3K +0.93% 250K Dec 12, 2023 By Children or As Trustee For Children F1, F3
holding BEN Common Stock, par value $.10 6.96K Dec 12, 2023 By 401(k) F4
holding BEN Common Stock, par value $.10 2.57M Dec 12, 2023 By Business Limited Partnership F5
holding BEN Common Stock, par value $.10 396K Dec 12, 2023 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F3 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
F5 Business limited partnership under control of Reporting Person.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.