Tish Mendoza - Dec 13, 2023 Form 4 Insider Report for AES CORP (AES)

Role
EVP & Chief HR Officer
Signature
/s/ Paul L. Freedman, attorney-in-fact
Stock symbol
AES
Transactions as of
Dec 13, 2023
Transactions value $
-$48,679
Form type
4
Date filed
12/14/2023, 04:40 PM
Previous filing
Feb 27, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Options Exercise $361K +24.6K +15.01% $14.63 189K Dec 13, 2023 Direct
transaction AES Common Stock Sale -$409K -21.6K -11.43% $18.95 167K Dec 13, 2023 Direct F1
holding AES Common Stock 27K Dec 13, 2023 by 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AES Stock Option (Right to Buy) Options Exercise $0 -24.6K -100% $0.00* 0 Dec 13, 2023 Common Stock 24.6K $14.63 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2 Since the last Form 4 filing on February 27, 2023, the reporting person acquired 693 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated December 14, 2023.
F3 This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017.