| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AES | Common Stock | Options Exercise | $360,527 | +24,643 | +15% | $14.63 | 188,855 | 13 Dec 2023 | Direct | |
| transaction | AES | Common Stock | Sale | $409,206 | -21,594 | -11% | $18.95 | 167,261 | 13 Dec 2023 | Direct | F1 |
| holding | AES | Common Stock | 26,998 | 13 Dec 2023 | by 401(k) | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AES | Stock Option (Right to Buy) | Options Exercise | $0 | -24,643 | -100% | $0.000000* | 0 | 13 Dec 2023 | Common Stock | 24,643 | $14.63 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. |
| F2 | Since the last Form 4 filing on February 27, 2023, the reporting person acquired 693 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated December 14, 2023. |
| F3 | This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017. |