John A. Utz - Dec 12, 2023 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Stock symbol
ASB
Transactions as of
Dec 12, 2023
Transactions value $
-$36,460
Form type
4
Date filed
12/13/2023, 12:08 PM
Previous filing
Nov 16, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $251K +14.8K +16.36% $17.02 105K Dec 12, 2023 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$288K -14.8K -14.06% $19.49 90.2K Dec 12, 2023 Direct F1
holding ASB Common Stock $0.01 Par Value 14.4K Dec 12, 2023 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -14.8K -100% $0.00* 0 Dec 12, 2023 Common Stock $0.01 Par Value 14.8K $17.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.475 to $19.505, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.