Alison A. Rankin - Dec 8, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 8, 2023
Transactions value $
$0
Form type
4
Date filed
12/12/2023, 03:35 PM
Previous filing
Oct 3, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift -377 -1.19% 31.3K Dec 8, 2023 By Assoc II F1
transaction NC Class A Common Stock Gift -377 -1.21% 30.9K Dec 8, 2023 By Assoc II F1
transaction NC Class A Common Stock Gift +377 +102.45% 745 Dec 8, 2023 By Assoc II/Daughter 2 F1
transaction NC Class A Common Stock Gift +377 +17.33% 2.55K Dec 8, 2023 By Assoc II/Daughter 1 F1
holding NC Class A Common Stock 6.61K Dec 8, 2023 By Trust
holding NC Class A Common Stock 2.19K Dec 8, 2023 By Trust/Daughter 1
holding NC Class A Common Stock 2.19K Dec 8, 2023 By Trust/Daughter 2
holding NC Class A Common Stock 2.05K Dec 8, 2023 By Trust (Daughter 2) F2
holding NC Class A Common Stock 200 Dec 8, 2023 By Trust/Daughter 2 F3
holding NC Class A Common Stock 16.7K Dec 8, 2023 By Assoc II/Daughter 2
holding NC Class A Common Stock 4.94K Dec 8, 2023 By Assoc II/Daughter 2
holding NC Class A Common Stock 4.13K Dec 8, 2023 By Trust (Daughter 1) F4
holding NC Class A Common Stock 14.9K Dec 8, 2023 By Assoc II/Daughter 1
holding NC Class A Common Stock 3.06K Dec 8, 2023 By Assoc II/Daughter 1
holding NC Class A Common Stock 1.98K Dec 8, 2023 By Spouse/RMI (Delaware)
holding NC Class A Common Stock 1.07K Dec 8, 2023 By Spouse/Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75.5K Dec 8, 2023 Class A Common Stock 75.5K By Assoc I F1
holding NC Class B Common Stock 85.1K Dec 8, 2023 Class A Common Stock 85.1K By Assoc IV F1
holding NC Class B Common Stock 9.43K Dec 8, 2023 Class A Common Stock 9.43K By Trust/Daughter 1 F1
holding NC Class B Common Stock 9.43K Dec 8, 2023 Class A Common Stock 9.43K By Trust/Daughter 2 F1
holding NC Class B Common Stock 7.86K Dec 8, 2023 Class A Common Stock 7.86K By Trust/Daughter 1 F1
holding NC Class B Common Stock 7.86K Dec 8, 2023 Class A Common Stock 7.86K By Trust/Daughter 2 F1
holding NC Class B Common Stock 25 Dec 8, 2023 Class A Common Stock 25 $0.00 By GP F1, F5
holding NC Class B Common Stock 4.81K Dec 8, 2023 Class A Common Stock 4.81K $0.00 By Assoc I/Spouse F1
holding NC Class B Common Stock 205K Dec 8, 2023 Class A Common Stock 205K $0.00 By Spouse/Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F3 Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F5 GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.