Alison A. Rankin - 08 Dec 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
08 Dec 2023
Net transactions value
$0
Form type
4
Filing time
12 Dec 2023, 15:35:38 UTC
Previous filing
03 Oct 2023
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift -377 -1.2% 31,281 08 Dec 2023 By Assoc II F1
transaction NC Class A Common Stock Gift -377 -1.2% 30,904 08 Dec 2023 By Assoc II F1
transaction NC Class A Common Stock Gift +377 +102% 745 08 Dec 2023 By Assoc II/Daughter 2 F1
transaction NC Class A Common Stock Gift +377 +17% 2,552 08 Dec 2023 By Assoc II/Daughter 1 F1
holding NC Class A Common Stock 6,613 08 Dec 2023 By Trust
holding NC Class A Common Stock 2,191 08 Dec 2023 By Trust/Daughter 1
holding NC Class A Common Stock 2,191 08 Dec 2023 By Trust/Daughter 2
holding NC Class A Common Stock 2,046 08 Dec 2023 By Trust (Daughter 2) F2
holding NC Class A Common Stock 200 08 Dec 2023 By Trust/Daughter 2 F3
holding NC Class A Common Stock 16,738 08 Dec 2023 By Assoc II/Daughter 2
holding NC Class A Common Stock 4,944 08 Dec 2023 By Assoc II/Daughter 2
holding NC Class A Common Stock 4,133 08 Dec 2023 By Trust (Daughter 1) F4
holding NC Class A Common Stock 14,931 08 Dec 2023 By Assoc II/Daughter 1
holding NC Class A Common Stock 3,056 08 Dec 2023 By Assoc II/Daughter 1
holding NC Class A Common Stock 1,975 08 Dec 2023 By Spouse/RMI (Delaware)
holding NC Class A Common Stock 1,067 08 Dec 2023 By Spouse/Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75,504 08 Dec 2023 Class A Common Stock 75,504 By Assoc I F1
holding NC Class B Common Stock 85,056 08 Dec 2023 Class A Common Stock 85,056 By Assoc IV F1
holding NC Class B Common Stock 9,431 08 Dec 2023 Class A Common Stock 9,431 By Trust/Daughter 1 F1
holding NC Class B Common Stock 9,431 08 Dec 2023 Class A Common Stock 9,431 By Trust/Daughter 2 F1
holding NC Class B Common Stock 7,858 08 Dec 2023 Class A Common Stock 7,858 By Trust/Daughter 1 F1
holding NC Class B Common Stock 7,858 08 Dec 2023 Class A Common Stock 7,858 By Trust/Daughter 2 F1
holding NC Class B Common Stock 25 08 Dec 2023 Class A Common Stock 25 $0.000000 By GP F1, F5
holding NC Class B Common Stock 4,808 08 Dec 2023 Class A Common Stock 4,808 $0.000000 By Assoc I/Spouse F1
holding NC Class B Common Stock 204,919 08 Dec 2023 Class A Common Stock 204,919 $0.000000 By Spouse/Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F3 Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F5 GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.