DAVID B. WILLIAMS - 08 Dec 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
08 Dec 2023
Net transactions value
$0
Form type
4
Filing time
12 Dec 2023, 14:58:59 UTC
Previous filing
04 Oct 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift -377 -5.7% 6,261 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift -377 -6% 5,884 08 Dec 2023 By Assoc II F1, F2
transaction NC Class A Common Stock Gift +377 +3.9% 9,952 08 Dec 2023 By Assoc II/Daughter 1 F1, F3
transaction NC Class A Common Stock Gift +377 +3.4% 11,326 08 Dec 2023 By Assoc II/Daughter 2 F1, F3
holding NC Class A Common Stock 2,191 08 Dec 2023 By Spouse/Trust F4
holding NC Class A Common Stock 5,398 08 Dec 2023 By Trust/Daughter 2 F5
holding NC Class A Common Stock 5,398 08 Dec 2023 By Trust/Daughter 1 F6
holding NC Class A Common Stock 68,094 08 Dec 2023 By Spouse/Trust F7
holding NC Class A Common Stock 15,299 08 Dec 2023 Direct
holding NC Class A Common Stock 2,553 08 Dec 2023 By Trust/Daughter 2 F8
holding NC Class A Common Stock 5,398 08 Dec 2023 By Trust/Niece F9
holding NC Class A Common Stock 5,398 08 Dec 2023 By Trust/Nephew F10
holding NC Class A Common Stock 3,927 08 Dec 2023 By Trust/Daughter 1 F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7,857 08 Dec 2023 Class A Common Stock 7,857 By Spouse/Trust F1, F4
holding NC Class B Common Stock 26,161 08 Dec 2023 Class A Common Stock 26,161 spouse/RAI F1, F11
holding NC Class B Common Stock 42,529 08 Dec 2023 Class A Common Stock 42,529 to Spouse by RAIV (B) F1
holding NC Class B Common Stock 24,729 08 Dec 2023 Class A Common Stock 24,729 By Trust/Daughter 2 F1, F5
holding NC Class B Common Stock 24,729 08 Dec 2023 Class A Common Stock 24,729 By Trust/Daughter 1 F1, F6
holding NC Class B Common Stock 9,195 08 Dec 2023 Class A Common Stock 9,195 By Spouse/Trust F1, F7
holding NC Class B Common Stock 24,729 08 Dec 2023 Class A Common Stock 24,729 By Trust/Niece F1, F9
holding NC Class B Common Stock 24,729 08 Dec 2023 Class A Common Stock 24,729 By Trust/Nephew F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F3 Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Helen C. Williams.
F6 Reporting Person is the trustee for the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
F7 Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
F10 Reporting Person's spouse serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
F11 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.