Key facts
- This page summarizes Gary E. Dickerson's Form 4 filing for APPLIED MATERIALS INC /DE (AMAT).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 11 Dec 2023, 20:04.
Gary E. Dickerson - 07 Dec 2023 Form 4 Insider Report for APPLIED MATERIALS INC /DE (AMAT)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AMAT
- Reported as of
- 07 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Dec 2023, 20:04:53 UTC
- Prior SEC filing
- 21 Dec 2022
- Next SEC filing
- 21 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ To-Anh Nguyen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gary E. Dickerson filed Form 4 for APPLIED MATERIALS INC /DE (AMAT) on 11 Dec 2023.
Change
- Previous filing in this sequence was filed on 21 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMAT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +122,169
- Change %
- +6.8%
- Price
- $0.000000
- Shares after
- 1,930,562
- Date
- 07 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
AMAT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +113,721
- Change %
- +5.9%
- Price
- $0.000000
- Shares after
- 2,044,283
- Date
- 07 Dec 2023
- Ownership
- Direct
- Footnotes
- F2, F3, F4
AMAT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +37,907
- Change %
- +1.9%
- Price
- $0.000000
- Shares after
- 2,082,190
- Date
- 07 Dec 2023
- Ownership
- Direct
- Footnotes
- F2, F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.
Footnote F2
Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 535,850 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 122,169 performance share units are scheduled to vest in December 2023, (b) 77,985 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 219,551 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)
Footnote F3
(d) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).
Footnote F4
Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.
Footnote F5
Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.