David L. Stein - Nov 29, 2023 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role: Executive Vice President
Signature: /s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
Stock symbol: ASB
Transactions as of: Nov 29, 2023
Transactions value $: -$14,118
Form type: 4
Date filed: 11/30/2023, 05:48 PM
Previous filing: Sep 18, 2023
Next filing: Dec 19, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASB	Common Stock $0.01 Par Value	Options Exercise	$202K	+11.9K	+13.85%	$17.02	97.7K	Nov 29, 2023	Direct
transaction	ASB	Common Stock $0.01 Par Value	Sale	-$349K	-19.4K	-19.84%	$18.00	78.3K	Nov 29, 2023	Direct	F1
transaction	ASB	Common Stock $0.01 Par Value	Options Exercise	$132K	+7.5K	+9.58%	$17.67	85.8K	Nov 29, 2023	Direct
holding	ASB	Common Stock $0.01 Par Value						9.85K	Nov 29, 2023	401(k) Plan
holding	ASB	Common Stock $0.01 Par Value						36.2K	Nov 29, 2023	by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASB	Non-qualified Stock Option (Right to Buy)	Options Exercise	$0	-11.9K	-100%	$0.00^*	0	Nov 29, 2023	Common Stock $0.01 Par Value	11.9K	$17.02	Direct	F2
transaction	ASB	Non-qualified Stock Option (Right to Buy)	Options Exercise	$0	-7.5K	-100%	$0.00^*	0	Nov 29, 2023	Common Stock $0.01 Par Value	7.5K	$17.67	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.962 to $18.005, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2	Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Content

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.962 to $18.005, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.