June C. Lemerand - 30 Nov 2023 Form 4 Insider Report for Snap-on Inc (SNA)

Role
VP & Chief Information Officer
Signature
/s/ Ryan S. Lovitz under Power of Attorney for June C. Lemerand
Issuer symbol
SNA
Transactions as of
30 Nov 2023
Net transactions value
-$422,840
Form type
4
Filing time
30 Nov 2023, 17:04:46 UTC
Previous filing
03 Mar 2023
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $561,312 +3,600 +185% $155.92 5,544 30 Nov 2023 Direct F1
transaction SNA Common Stock Sale $311,341 -1,142 -21% $272.63 4,402 30 Nov 2023 Direct F2
transaction SNA Common Stock Sale $590,525 -2,158 -49% $273.64 2,244 30 Nov 2023 Direct F3
transaction SNA Common Stock Sale $82,285 -300 -13% $274.28 1,944 30 Nov 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -3,600 -100% 0 30 Nov 2023 Common Stock 3,600 $155.92 Direct F5, F6
holding SNA Stock Option (Right to Buy) 2,200 30 Nov 2023 Common Stock 2,200 $168.70 Direct F5
holding SNA Stock Option (Right to Buy) 2,906 30 Nov 2023 Common Stock 2,906 $161.18 Direct F5
holding SNA Stock Option (Right to Buy) 3,500 30 Nov 2023 Common Stock 3,500 $155.34 Direct F5
holding SNA Stock Option (Right to Buy) 2,856 30 Nov 2023 Common Stock 2,856 $189.89 Direct F7
holding SNA Stock Option (Right to Buy) 2,941 30 Nov 2023 Common Stock 2,941 $211.67 Direct F7
holding SNA Stock Option (Right to Buy) 2,433 30 Nov 2023 Common Stock 2,433 $249.26 Direct F7
holding SNA Restricted Stock Units 445 30 Nov 2023 Common Stock 445 Direct F8, F9
holding SNA Restricted Stock Units 502 30 Nov 2023 Common Stock 502 Direct F8, F9
holding SNA Restricted Stock Units 556 30 Nov 2023 Common Stock 556 Direct F8, F9
holding SNA Performance Units 891 30 Nov 2023 Common Stock 891 Direct F8, F10
holding SNA Performance Units 1,006 30 Nov 2023 Common Stock 1,006 Direct F8, F11
holding SNA Performance Units 1,111 30 Nov 2023 Common Stock 1,111 Direct F8, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12.1267 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 16.4385 share acquired under a dividend reinvestment plan.
F2 This transaction was executed in multiple trades at prices ranging from $272.17 to $273.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 This transaction was executed in multiple trades at prices ranging from $273.18 to $274.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $274.19 to $274.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 Option fully vested.
F6 Exercise of Rule 16b-3 stock option.
F7 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F8 1 for 1.
F9 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F10 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.