Warton Wang - Nov 21, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 21, 2023
Transactions value $
-$185,975
Form type
4
Date filed
11/24/2023, 08:38 AM
Previous filing
Sep 20, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $156K +7.31K +410.85% $21.30 9.08K Nov 21, 2023 Direct
transaction YUMC Common Stock Sale -$186K -3.98K -43.76% $46.78 5.11K Nov 21, 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$156K -3.33K -65.19% $46.73 1.78K Nov 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7.31K -100% $0.00* 0 Nov 21, 2023 Common Stock 7.31K $21.30 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $46.78 to $46.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.