Penelope M. Conner - Nov 17, 2023 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Ms. Conner
Stock symbol
ES
Transactions as of
Nov 17, 2023
Transactions value $
$136,211
Form type
4
Date filed
11/21/2023, 05:21 PM
Previous filing
Feb 24, 2023
Next filing
Feb 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ES Common Shares, $5.00 par value 602 Nov 17, 2023 By 401k Plan Trustee F1
holding ES Common Shares, $5.00 par value 8.03K Nov 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ES Phantom Shares Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $136K +2.33K +17.75% $58.51 15.4K Nov 17, 2023 Common Shares, $5.00 par value 2.33K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.