Robert B. Atwell - Nov 17, 2023 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell
Stock symbol
NIC
Transactions as of
Nov 17, 2023
Transactions value $
-$164,127
Form type
4
Date filed
11/21/2023, 02:34 PM
Previous filing
Nov 16, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Sale -$233K -3K -5.51% $77.82 51.4K Nov 17, 2023 Direct F1
transaction NIC Common Stock Award $82.2K +1.06K +2.06% $77.64 52.5K Nov 20, 2023 Direct F2
transaction NIC Common Stock Tax liability -$12.9K -166 -0.32% $77.64 52.3K Nov 20, 2023 Direct F3, F4
holding NIC Common Stock 300 Nov 17, 2023 Son's UTMA Account
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.70 to $78.04, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 Restricted shares awarded November 20, 2023. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 20, 2024, and 1/3 on November 20, 2025.
F3 Shares withheld to satisfy tax obligation of 1/3 immediate vest of restricted stock granted November 20, 2023.
F4 Includes shares acquired under the Employee Stock Purchase Plan. Mr. Atwell has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 16, 2023. Mr. Atwell owns a total of 459 shares in the Employee Stock Purchase Plan as of the date of this report.