-
Signature
-
/s/ David Watson, attorney-in-fact for Alec Machiels
-
Stock symbol
-
APLS
-
Transactions as of
-
Nov 17, 2023
-
Transactions value $
-
-$56,338
-
Form type
-
4
-
Date filed
-
11/20/2023, 04:18 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
APLS |
Common Stock |
Options Exercise |
$3.34K |
+1.25K |
+0.34% |
$2.67* |
369K |
Nov 17, 2023 |
Direct |
F4 |
| transaction |
APLS |
Common Stock |
Sale |
-$59.7K |
-1.25K |
-0.34% |
$47.74 |
367K |
Nov 17, 2023 |
Direct |
F4 |
| holding |
APLS |
Common Stock |
|
|
|
|
|
250K |
Nov 17, 2023 |
Indirect Owner (Bauhaus 1 LLC) |
F1 |
| holding |
APLS |
Common Stock |
|
|
|
|
|
12K |
Nov 17, 2023 |
Indirect Owner (Owned by Spouse) |
F2 |
| holding |
APLS |
Common Stock |
|
|
|
|
|
150K |
Nov 17, 2023 |
Indirect Owner (Spouse Trust) |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
APLS |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-1.25K |
-100% |
$0.00* |
0 |
Nov 17, 2023 |
Common Stock |
1.25K |
$2.67 |
Direct |
F4, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: