Abigail M. Wendel - 16 Nov 2023 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
President - Consumer Banking
Signature
/s/ John C. Pauls, attorney-in-fact for Ms. Wendel
Issuer symbol
UMBF
Transactions as of
16 Nov 2023
Net transactions value
-$106,683
Form type
4
Filing time
17 Nov 2023, 16:22:15 UTC
Previous filing
31 Jan 2024
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $30,422 +530 +3.8% $57.40 14,518 16 Nov 2023 Direct
transaction UMBF Common Stock Options Exercise $40,776 +793 +5.5% $51.42 15,311 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $10,999 -152 -0.99% $72.36 15,159 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $7,237 -100 -0.66% $72.37 15,059 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $28,992 -400 -2.7% $72.48 14,659 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $7,249 -100 -0.68% $72.49 14,559 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $36,260 -500 -3.4% $72.52 14,059 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $7,254 -100 -0.71% $72.54 13,959 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $14,512 -200 -1.4% $72.56 13,759 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $29,036 -400 -2.9% $72.59 13,359 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $14,522 -200 -1.5% $72.61 13,159 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $14,546 -200 -1.5% $72.73 12,959 16 Nov 2023 Direct
transaction UMBF Common Stock Sale $7,274 -100 -0.77% $72.74 12,859 16 Nov 2023 Direct
holding UMBF Common Stock 239 16 Nov 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -530 -100% $0.000000* 0 16 Nov 2023 Common Stock 530 $57.40 Direct F1
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -793 -100% $0.000000* 0 16 Nov 2023 Common Stock 793 $51.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
F2 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020