Kenneth M. Young - Nov 3, 2023 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
Chief Executive Officer, Director
Signature
/s/ John J. Dziewisz, attorney-in-fact for Kenneth M. Young
Stock symbol
BW
Transactions as of
Nov 3, 2023
Transactions value $
$170,001
Form type
4
Date filed
11/17/2023, 08:35 AM
Previous filing
Aug 29, 2023
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $170K +66.7K +5.5% $2.55 1.28M Nov 3, 2023 Direct
holding BW Common Stock 213K Nov 3, 2023 See Note F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Units Options Exercise $0 -66.7K -50% $0.00 66.7K Nov 3, 2023 Common Stock 66.7K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
F2 Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock.
F3 RSUs vest annually in three equal installments beginning November 3, 2022.