-
Signature
-
/s/ Leanne Michels, attorney-in-fact
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Stock symbol
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JCI
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Transactions as of
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Nov 15, 2023
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Transactions value $
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-$1,698,613
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Form type
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4
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Date filed
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11/16/2023, 04:42 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
JCI |
Ordinary Shares |
Options Exercise |
$3.71M |
+103K |
+10.54% |
$35.86 |
1.08M |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
JCI |
Ordinary Shares |
Sale |
-$5.4M |
-103K |
-9.53% |
$52.30 |
980K |
Nov 15, 2023 |
Direct |
F1, F2 |
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
112K |
Nov 15, 2023 |
GRO Sr. 2 Year GRAT |
|
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
208K |
Nov 15, 2023 |
GRO Sr. 5 Year GRAT |
|
| holding |
JCI |
Ordinary Shares |
|
|
|
|
|
69.9K |
Nov 15, 2023 |
Oliver Family Trust (SLAT) |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
JCI |
Employee Stock Option (Right to Buy) |
Options Exercise |
$0 |
-103K |
-100% |
$0.00* |
0 |
Nov 15, 2023 |
Ordinary Shares |
103K |
$35.86 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: