Nancy Ferrara - Nov 15, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Organizational Health and Enterprise Capability Building
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Nov 15, 2023
Transactions value $
$450
Form type
4
Date filed
11/16/2023, 04:12 PM
Previous filing
Nov 1, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 17K Nov 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6.31 +0.1% $71.26 6.6K Nov 15, 2023 Common Stock 6.31 Direct F1
holding VOYA Performance Stock Unit 29.3K Nov 15, 2023 Common Stock 29.3K Direct F2
holding VOYA Performance-Based Stock Options 71.2K Nov 15, 2023 Common Stock 71.2K Direct F3
holding VOYA Restricted Stock Units 12.1K Nov 15, 2023 Common Stock 12.1K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F3 The options vest based on the conditions set forth in their respective agreements.
F4 The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Organizational Health and Enterprise Capability Building